2016 RULE CHANGES

TITLE 660. DEPARTMENT OF SECURITIES
 
The following are Permanent Rule Documents that include the finally adopted rules and amendments located within Chapters 2, 6 and 11 of the Oklahoma Administrative Code that will be effective as of November 1, 2016:
 
CHAPTER 2. OKLAHOMA UNIFORM SECURITIES ACT OF 2004
 
  660:2-7-3. Investigations [AMENDED]
  660:2-9-3. Individual Proceeding Practices and Procedures [AMENDED]
 
 
CHAPTER 6. OKLAHOMA UNIFORM SECURITIES ACT OF 2004
 
  660:6-5-1. Forms Used under the Securities Act [AMENDED]
 
 
CHAPTER 11. OKLAHOMA UNIFORM SECURITIES ACT OF 2004
 
  660:11-5-11. Broker-Dealers and Agents, Licensing Procedures [AMENDED]
  660:11-11-61. Exemptions From Securities Registration, Federal Covered Securities, Regulation D Rule 506 federal covered security notice filing [AMENDED]
  660:11-11-62. Exemptions From Securities Registration, Federal Covered Securities, Regulation A Tier 2 federal covered security notice filing [NEW]
 
 
See Proposed Rules page...