Alabama Securities Commission

STREET ADDRESS	Alabama Securities Commission 401 Adams Ave., Suite 280 Montgomery, AL 36104

MAILING ADDRESS	Alabama Securities Commission P.O. Box 304700 Montgomery, AL 36130-4700

PHONE/FAX/EMAIL	Toll Free Call: 1-800-222-1253 Local Call: (334)242-2984 Main Fax: (334) 242-0240 Legal Fax: (334)353-4690 Registration Fax: (334)353-8955 Enforcement Fax: (334) 353-5031 Email: asc@asc.alabama.gov


DIRECTOR'S OFFICE
Joseph Borg	Director	(334)242-2984
Chris Rhodes	Executive Assistant to the Director	(334)242-2984
Edwin Reed	Deputy Director Administration	(334)242-2984
Steve Feaga	Deputy Director Enforcement and Prosecution	(334)242-2984

LEGAL COUNSEL
Amanda Senn	General Counsel	(334)242-2984
Gregg Biggs	Associate Counsel	(334)242-2984
Leslie Worrell	Associate Counsel	(334)242-2984
James Eubank	Associate Counsel	(334)242-2984
Kim Booher	Paralegal	(334)242-2984
Shana Proctor	Paralegal	(334)242-2984

ENFORCEMENT DIVISION
Ricky Locklar	Senior Special Agent	(334)242-2984
Michael Gantt	Senior Special Agent	(334)242-2984

REGISTRATION DIVISION - Licensing
Lisa Tolar	Securities Registration Manager	(334)242-2984
Bene' Kyles	Securities Analyst Supervisor	(334)242-2372
Tina Tell	Securities Analyst Supervisor	(334)353-7143
Sandra Smith	Securities Analyst, Senior	(334)353-7145
LaShonda Moultrie	Securities Analyst, Senior	(334)353-5084
Tim Adams	Securities Analyst, Senior	(334)353-7883
Ashlee Gould	Securities Analyst, Senior	(334)353-1057
Mary Grace Rollan	Mutual Fund Filings	(334)242-2392

REGISTRATION DIVISION - Auditing
Rena Davis	Securities Registration Manager	(334)242-2984
Spencer Lee	Securities Analyst Supervisor	(334)353-7368
Lauren Hitt	Securities Analyst, Senior	(334)242-2384
Marilyn Bullard	Securities Analyst, Senior	(334)242-2375
Josh Lacy	Securities Analyst, Senior	(334)242-2383
David Strickland	Securities Analyst	(334)353-1056

EDUCATION and PUBLIC AFFAIRS
Dan Lord	Education and Public Affairs Manager	(334)353-4858
Clint Niemeyer	Public Information Specialist	(334)353-7697

ADMINISTRATION DIVISION
Renee Sanders	Accounting/Personnel/Purchasing Manager	(334)242-2378

DATA PROCESSING
David Gilmore	Information Technology Manager	(334)242-2395
Stephen Brantley	Information Technology Operations/Web Development	(334)242-2381

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