Financial Property Company Pre-audit Questionnaire
Financial Examinations for New York Domestic Property and Casualty Companies for Examinations Commencing in 2016
The New York State Department of Financial Services requires all domestic companies to provide certain data and documentation in advance of their financial examination.
How to Submit
This data must be submitted in electronic format. The Examination Supervisor or Examiner-in-charge will add your e-mail to the Department's File Transfer Application (Portal Account) so you can securely upload the completed questionnaires and related documentation. Upon being added, you will receive a welcome e-mail from the portal. This e-mail will contain brief instructions and a link to the application. If you don't already have a portal account, you will receive a separate e-mail with your login credentials. Please return the completed questionnaires no later than 45 days after the receipt of this e-mail.
Questions
If you have questions about this procedure, please e-mail or Phone Pearson Griffith at: 212-709-7628.
Documents
The following documents are contained in our Pre-Exam Zipped Package:
- First Day Letter
- Exam Planning Questionnaire Exhibit B (EPQ)
- Loss Questionnaire
- Data Request
Updated 05/18/2016
